<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Publishing DTD v1.3 20210610//EN" "JATS-journalpublishing1-3.dtd">
<article article-type="research-article" dtd-version="1.3" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xml:lang="en"><front><journal-meta><journal-id journal-id-type="publisher-id">najo</journal-id><journal-title-group><journal-title xml:lang="en">Nanosystems: Physics, Chemistry, Mathematics</journal-title><trans-title-group xml:lang="ru"><trans-title>Наносистемы: физика, химия, математика</trans-title></trans-title-group></journal-title-group><issn pub-type="ppub">2220-8054</issn><issn pub-type="epub">2305-7971</issn><publisher><publisher-name>Университет ИТМО</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.17586/2220-8054-2017-8-2-160-165</article-id><article-id custom-type="elpub" pub-id-type="custom">najo-644</article-id><article-categories><subj-group subj-group-type="heading"><subject>Research Article</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="en"><subject>MATHEMATICS</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="ru"><subject>МАТЕМАТИКА</subject></subj-group></article-categories><title-group><article-title>Waveguides with fast oscillating boundary</article-title><trans-title-group xml:lang="ru"><trans-title></trans-title></trans-title-group></title-group><contrib-group><contrib contrib-type="author" corresp="yes"><name-alternatives><name name-style="western" xml:lang="en"><surname>Cardone</surname><given-names>G.</given-names></name></name-alternatives><bio xml:lang="en"><p>Department of Engineering</p><p>Corso Garibaldi, 107, 82100 Benevento</p></bio><email xlink:type="simple">gcardone@unisannio.it</email><xref ref-type="aff" rid="aff-1"/></contrib></contrib-group><aff xml:lang="en" id="aff-1"><institution>University of Sannio</institution><country>Italy</country></aff><pub-date pub-type="collection"><year>2017</year></pub-date><pub-date pub-type="epub"><day>12</day><month>08</month><year>2025</year></pub-date><volume>8</volume><issue>2</issue><fpage>160</fpage><lpage>165</lpage><permissions><copyright-statement>Copyright &amp;#x00A9; Cardone G., 2025</copyright-statement><copyright-year>2025</copyright-year><copyright-holder xml:lang="ru">Cardone G.</copyright-holder><copyright-holder xml:lang="en">Cardone G.</copyright-holder><license xml:lang="ru" license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>Данная работа распространяется под лицензией Creative Commons Attribution 4.0.</license-p></license><license xml:lang="en" license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>This work is licensed under a Creative Commons Attribution 4.0 License.</license-p></license></permissions><self-uri xlink:href="https://nanojournal.ifmo.ru/jour/article/view/644">https://nanojournal.ifmo.ru/jour/article/view/644</self-uri><abstract><p>We consider an elliptic operator in a planar waveguide with a fast oscillating boundary where we impose Dirichlet, Neumann or Robin boundary conditions assuming that both the period and the amplitude of the oscillations are small. We describe the homogenized operator, establish the norm resolvent convergence of the perturbed resolvent to the homogenized one, and prove the estimates for the rate of convergence. It is shown that under the homogenization, the type of the boundary condition can change.</p></abstract><kwd-group xml:lang="en"><kwd>elliptic operator</kwd><kwd>unbounded domain</kwd><kwd>norm resolvent convergence</kwd></kwd-group></article-meta></front><back><ref-list><title>References</title><ref id="cit1"><label>1</label><citation-alternatives><mixed-citation xml:lang="ru">Friedman A., Hu B., Liu Y. A boundary value problem for the poisson equation with multi-scale oscillating Boundary. J. Diff. Eq., 1997, 137, P. 54–93.</mixed-citation><mixed-citation xml:lang="en">Friedman A., Hu B., Liu Y. A boundary value problem for the poisson equation with multi-scale oscillating Boundary. J. Diff. Eq., 1997, 137, P. 54–93.</mixed-citation></citation-alternatives></ref><ref id="cit2"><label>2</label><citation-alternatives><mixed-citation xml:lang="ru">Friedman A., Hu B. A Non-stationary Multi-scale Oscillating Free Boundary for the Laplace and Heat Equations. J.Diff. Eq., 1997, 137, P. 119–165.</mixed-citation><mixed-citation xml:lang="en">Friedman A., Hu B. A Non-stationary Multi-scale Oscillating Free Boundary for the Laplace and Heat Equations. J.Diff. Eq., 1997, 137, P. 119–165.</mixed-citation></citation-alternatives></ref><ref id="cit3"><label>3</label><citation-alternatives><mixed-citation xml:lang="ru">Belyaev A.G., Pyatnitskii A.L., Chechkin G.A. Asymptotic behavior of a solution to a boundary value problem in a perforated domain with oscillating boundary. Siberian Math. J., 1998, 39, P. 621–644.</mixed-citation><mixed-citation xml:lang="en">Belyaev A.G., Pyatnitskii A.L., Chechkin G.A. Asymptotic behavior of a solution to a boundary value problem in a perforated domain with oscillating boundary. Siberian Math. J., 1998, 39, P. 621–644.</mixed-citation></citation-alternatives></ref><ref id="cit4"><label>4</label><citation-alternatives><mixed-citation xml:lang="ru">Kozlov V.A., Nazarov S.A. Asymptotics of the spectrum of the Dirichlet problem for the biharmonic operator in a domain with a deeply indented boundary. St. Petersburg Math. J., 2011, 22, P. 941–983.</mixed-citation><mixed-citation xml:lang="en">Kozlov V.A., Nazarov S.A. Asymptotics of the spectrum of the Dirichlet problem for the biharmonic operator in a domain with a deeply indented boundary. St. Petersburg Math. J., 2011, 22, P. 941–983.</mixed-citation></citation-alternatives></ref><ref id="cit5"><label>5</label><citation-alternatives><mixed-citation xml:lang="ru">Chechkin G.A., Chechkina T.P. On homogenization of problems in domains of the “Infusorium” type. J. Math. Sci., New York, 2004, 120, P. 1470–1482</mixed-citation><mixed-citation xml:lang="en">Chechkin G.A., Chechkina T.P. On homogenization of problems in domains of the “Infusorium” type. J. Math. Sci., New York, 2004, 120, P. 1470–1482</mixed-citation></citation-alternatives></ref><ref id="cit6"><label>6</label><citation-alternatives><mixed-citation xml:lang="ru">Mikelic A. ´ Rough boundaries and wall laws. Qualitative properties of solutions to partial differential equations, Lecture notes of Necas Center for mathematical modeling, ed. by E. Feireisl, P. Kaplicky and J. Malek, Vol. 5, Matfyzpress, Publishing House of the Faculty of Mathematics and Physics Charles University in Prague, Prague, 2009, P. 103–134.</mixed-citation><mixed-citation xml:lang="en">Mikelic A. ´ Rough boundaries and wall laws. Qualitative properties of solutions to partial differential equations, Lecture notes of Necas Center for mathematical modeling, ed. by E. Feireisl, P. Kaplicky and J. Malek, Vol. 5, Matfyzpress, Publishing House of the Faculty of Mathematics and Physics Charles University in Prague, Prague, 2009, P. 103–134.</mixed-citation></citation-alternatives></ref><ref id="cit7"><label>7</label><citation-alternatives><mixed-citation xml:lang="ru">Nazarov S.A. The two terms asymptotics of the solutions of spectral problems with singular perturbations. Math. USSR-Sb., 1991, 69, P. 307–340.</mixed-citation><mixed-citation xml:lang="en">Nazarov S.A. The two terms asymptotics of the solutions of spectral problems with singular perturbations. Math. USSR-Sb., 1991, 69, P. 307–340.</mixed-citation></citation-alternatives></ref><ref id="cit8"><label>8</label><citation-alternatives><mixed-citation xml:lang="ru">Nazarov S.A. Dirichlet problem in an angular domain with rapidly oscillating boundary: Modeling of the problem and asymptotics of the solution. St. Petersburg Math. J., 2008, 19, P. 297–326.</mixed-citation><mixed-citation xml:lang="en">Nazarov S.A. Dirichlet problem in an angular domain with rapidly oscillating boundary: Modeling of the problem and asymptotics of the solution. St. Petersburg Math. J., 2008, 19, P. 297–326.</mixed-citation></citation-alternatives></ref><ref id="cit9"><label>9</label><citation-alternatives><mixed-citation xml:lang="ru">Amirat Y., Chechkin G.A., Gadyl’shin R.R. Asymptotics for eigenelements of Laplacian in domain with oscillating boundary: multiple eigenvalues. Appl. Anal., 2007, 86, P. 873–897.</mixed-citation><mixed-citation xml:lang="en">Amirat Y., Chechkin G.A., Gadyl’shin R.R. Asymptotics for eigenelements of Laplacian in domain with oscillating boundary: multiple eigenvalues. Appl. Anal., 2007, 86, P. 873–897.</mixed-citation></citation-alternatives></ref><ref id="cit10"><label>10</label><citation-alternatives><mixed-citation xml:lang="ru">Amirat Y., Chechkin G.A., Gadylshin R.R. Asymptotics of simple eigenvalues and eigenfunctions for the Laplace operator in a domain with oscillating boundary. Computational Mathematics and Mathematical Physics, 2006, 46, P. 97–110.</mixed-citation><mixed-citation xml:lang="en">Amirat Y., Chechkin G.A., Gadylshin R.R. Asymptotics of simple eigenvalues and eigenfunctions for the Laplace operator in a domain with oscillating boundary. Computational Mathematics and Mathematical Physics, 2006, 46, P. 97–110.</mixed-citation></citation-alternatives></ref><ref id="cit11"><label>11</label><citation-alternatives><mixed-citation xml:lang="ru">Nazarov S.A. Asymptotics of solutions and modeling the problems of elasticity theory in domains with rapidly oscillating boundaries. Izv. Math., 2008, 72.</mixed-citation><mixed-citation xml:lang="en">Nazarov S.A. Asymptotics of solutions and modeling the problems of elasticity theory in domains with rapidly oscillating boundaries. Izv. Math., 2008, 72.</mixed-citation></citation-alternatives></ref><ref id="cit12"><label>12</label><citation-alternatives><mixed-citation xml:lang="ru">Gobbert M.K., Ringhofer C.A. An Asymptotic Analysis for a Model of Chemical Vapor Deposition on a Microstructured Surface. SIAM Jour. Appl. Math., 1998, 58, P. 737–752.</mixed-citation><mixed-citation xml:lang="en">Gobbert M.K., Ringhofer C.A. An Asymptotic Analysis for a Model of Chemical Vapor Deposition on a Microstructured Surface. SIAM Jour. Appl. Math., 1998, 58, P. 737–752.</mixed-citation></citation-alternatives></ref><ref id="cit13"><label>13</label><citation-alternatives><mixed-citation xml:lang="ru">Olejnik O.A., Shamaev A.S., Yosifyan G.A. Mathematical problems in elasticity and homogenization. Studies in Mathematics and its Applications. 26, North-Holland, Amsterdam etc., 1992.</mixed-citation><mixed-citation xml:lang="en">Olejnik O.A., Shamaev A.S., Yosifyan G.A. Mathematical problems in elasticity and homogenization. Studies in Mathematics and its Applications. 26, North-Holland, Amsterdam etc., 1992.</mixed-citation></citation-alternatives></ref><ref id="cit14"><label>14</label><citation-alternatives><mixed-citation xml:lang="ru">Bunoiu R., Cardone G., Suslina T. Spectral approach to homogenization of an elliptic operator periodic in some directions. Math. Meth. Appl. Sci., 2011, 34, P. 1075–1096.</mixed-citation><mixed-citation xml:lang="en">Bunoiu R., Cardone G., Suslina T. Spectral approach to homogenization of an elliptic operator periodic in some directions. Math. Meth. Appl. Sci., 2011, 34, P. 1075–1096.</mixed-citation></citation-alternatives></ref><ref id="cit15"><label>15</label><citation-alternatives><mixed-citation xml:lang="ru">Cardone G., Pastukhova S.E., Zhikov V.V. Some estimates for nonlinear homogenization. Rend. Accad. Naz. Sci. XL Mem. Mat. Appl., 2005, 29, P. 101–110.</mixed-citation><mixed-citation xml:lang="en">Cardone G., Pastukhova S.E., Zhikov V.V. Some estimates for nonlinear homogenization. Rend. Accad. Naz. Sci. XL Mem. Mat. Appl., 2005, 29, P. 101–110.</mixed-citation></citation-alternatives></ref><ref id="cit16"><label>16</label><citation-alternatives><mixed-citation xml:lang="ru">Cardone G., Pastukhova S.E., Perugia C. Estimates in homogenization of degenerate elliptic equations by spectral method. Asympt. Anal., 2013, 81, P. 189–209.</mixed-citation><mixed-citation xml:lang="en">Cardone G., Pastukhova S.E., Perugia C. Estimates in homogenization of degenerate elliptic equations by spectral method. Asympt. Anal., 2013, 81, P. 189–209.</mixed-citation></citation-alternatives></ref><ref id="cit17"><label>17</label><citation-alternatives><mixed-citation xml:lang="ru">Pastukhova S.E., Tikhomirov R.N. Operator Estimates in Reiterated and Locally Periodic Homogenization. Dokl. Math., 2006, 76, P. 548– 553.</mixed-citation><mixed-citation xml:lang="en">Pastukhova S.E., Tikhomirov R.N. Operator Estimates in Reiterated and Locally Periodic Homogenization. Dokl. Math., 2006, 76, P. 548– 553.</mixed-citation></citation-alternatives></ref><ref id="cit18"><label>18</label><citation-alternatives><mixed-citation xml:lang="ru">Pastukhova S.E. Some Estimates from Homogenized Elasticity Problems. Dokl. Math., 2006, 73, P. 102–106.</mixed-citation><mixed-citation xml:lang="en">Pastukhova S.E. Some Estimates from Homogenized Elasticity Problems. Dokl. Math., 2006, 73, P. 102–106.</mixed-citation></citation-alternatives></ref><ref id="cit19"><label>19</label><citation-alternatives><mixed-citation xml:lang="ru">BirmanM.S. On homogenization procedure for periodic operators near the edge of an internal gap. St. Petersburg Math. J., 2004, 15, P. 507–513.</mixed-citation><mixed-citation xml:lang="en">BirmanM.S. On homogenization procedure for periodic operators near the edge of an internal gap. St. Petersburg Math. J., 2004, 15, P. 507–513.</mixed-citation></citation-alternatives></ref><ref id="cit20"><label>20</label><citation-alternatives><mixed-citation xml:lang="ru">Birman M.S., Suslina T.A. Homogenization of a multidimensional periodic elliptic operator in a neighbourhood of the edge of the internal gap. J. Math. Sciences, 2006, 136, P. 3682–3690.</mixed-citation><mixed-citation xml:lang="en">Birman M.S., Suslina T.A. Homogenization of a multidimensional periodic elliptic operator in a neighbourhood of the edge of the internal gap. J. Math. Sciences, 2006, 136, P. 3682–3690.</mixed-citation></citation-alternatives></ref><ref id="cit21"><label>21</label><citation-alternatives><mixed-citation xml:lang="ru">Birman M.S., Suslina T.A. Homogenization with corrector term for periodic elliptic differential operators. St. Petersburg Math. J., 2006, 17, P. 897–973.</mixed-citation><mixed-citation xml:lang="en">Birman M.S., Suslina T.A. Homogenization with corrector term for periodic elliptic differential operators. St. Petersburg Math. J., 2006, 17, P. 897–973.</mixed-citation></citation-alternatives></ref><ref id="cit22"><label>22</label><citation-alternatives><mixed-citation xml:lang="ru">Birman M.S., Suslina T.A. Homogenization with corrector for periodic differential operators. Approximation of solutions in the Sobolev class H1 (Rd). St. Petersburg Math. J., 2007, 18, P. 857–955.</mixed-citation><mixed-citation xml:lang="en">Birman M.S., Suslina T.A. Homogenization with corrector for periodic differential operators. Approximation of solutions in the Sobolev class H1 (Rd). St. Petersburg Math. J., 2007, 18, P. 857–955.</mixed-citation></citation-alternatives></ref><ref id="cit23"><label>23</label><citation-alternatives><mixed-citation xml:lang="ru">Vasilevskaya E.S., Suslina T.A. Threshold approximations for a factorized selfadjoint operator family with the first and second correctors taken into account. St. Petersburg Math. J., 2012, 23, P. 275–308.</mixed-citation><mixed-citation xml:lang="en">Vasilevskaya E.S., Suslina T.A. Threshold approximations for a factorized selfadjoint operator family with the first and second correctors taken into account. St. Petersburg Math. J., 2012, 23, P. 275–308.</mixed-citation></citation-alternatives></ref><ref id="cit24"><label>24</label><citation-alternatives><mixed-citation xml:lang="ru">Zhikov V.V. On operator estimates in homogenization theory. Dokl. Math., 2005, 72, P. 534–538.</mixed-citation><mixed-citation xml:lang="en">Zhikov V.V. On operator estimates in homogenization theory. Dokl. Math., 2005, 72, P. 534–538.</mixed-citation></citation-alternatives></ref><ref id="cit25"><label>25</label><citation-alternatives><mixed-citation xml:lang="ru">Zhikov V.V. Spectral method in homogenization theory. Proc. Steklov Inst. Math., 2005, 250, P. 85–94.</mixed-citation><mixed-citation xml:lang="en">Zhikov V.V. Spectral method in homogenization theory. Proc. Steklov Inst. Math., 2005, 250, P. 85–94.</mixed-citation></citation-alternatives></ref><ref id="cit26"><label>26</label><citation-alternatives><mixed-citation xml:lang="ru">Zhikov V.V. Some estimates from homogenization theory. Dokl. Math., 2006, 73, P. 96–99.</mixed-citation><mixed-citation xml:lang="en">Zhikov V.V. Some estimates from homogenization theory. Dokl. Math., 2006, 73, P. 96–99.</mixed-citation></citation-alternatives></ref><ref id="cit27"><label>27</label><citation-alternatives><mixed-citation xml:lang="ru">Zhikov V.V., Pastukhova S.E., Tikhomirova S.V. On the homogenization of degenerate elliptic equations. Dokl. Math., 2006, 74, P. 716– 720.</mixed-citation><mixed-citation xml:lang="en">Zhikov V.V., Pastukhova S.E., Tikhomirova S.V. On the homogenization of degenerate elliptic equations. Dokl. Math., 2006, 74, P. 716– 720.</mixed-citation></citation-alternatives></ref><ref id="cit28"><label>28</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D., Bunoiu R., Cardone G. On a waveguide with frequently alternating boundary conditions: homogenized Neumann condition. Ann. H. Poincare´, 2010, 11, P. 1591–1627.</mixed-citation><mixed-citation xml:lang="en">Borisov D., Bunoiu R., Cardone G. On a waveguide with frequently alternating boundary conditions: homogenized Neumann condition. Ann. H. Poincare´, 2010, 11, P. 1591–1627.</mixed-citation></citation-alternatives></ref><ref id="cit29"><label>29</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D., Bunoiu R., Cardone G. On a waveguide with an infinite number of small windows. C.R. Mathematique, 2011, 349, P. 53–56.</mixed-citation><mixed-citation xml:lang="en">Borisov D., Bunoiu R., Cardone G. On a waveguide with an infinite number of small windows. C.R. Mathematique, 2011, 349, P. 53–56.</mixed-citation></citation-alternatives></ref><ref id="cit30"><label>30</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D., Bunoiu R., Cardone G. Homogenization and asymptotics for a waveguide with an infinite number of closely located small windows. J. of Math. Sci., 2009, 176, P. 774–785.</mixed-citation><mixed-citation xml:lang="en">Borisov D., Bunoiu R., Cardone G. Homogenization and asymptotics for a waveguide with an infinite number of closely located small windows. J. of Math. Sci., 2009, 176, P. 774–785.</mixed-citation></citation-alternatives></ref><ref id="cit31"><label>31</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D., Bunoiu R., Cardone G. Waveguide with non-periodically alternating Dirichlet and Robin conditions: homogenization and asymptotics. Z. Ang. Math. Phys., 2013, 64 (3), P. 439–472.</mixed-citation><mixed-citation xml:lang="en">Borisov D., Bunoiu R., Cardone G. Waveguide with non-periodically alternating Dirichlet and Robin conditions: homogenization and asymptotics. Z. Ang. Math. Phys., 2013, 64 (3), P. 439–472.</mixed-citation></citation-alternatives></ref><ref id="cit32"><label>32</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D., Cardone G. Homogenization of the planar waveguide with frequently alternating boundary conditions. J. of Phys. A: Mathematics and General, 2009, 42, P. 365205 (21 pp.).</mixed-citation><mixed-citation xml:lang="en">Borisov D., Cardone G. Homogenization of the planar waveguide with frequently alternating boundary conditions. J. of Phys. A: Mathematics and General, 2009, 42, P. 365205 (21 pp.).</mixed-citation></citation-alternatives></ref><ref id="cit33"><label>33</label><citation-alternatives><mixed-citation xml:lang="ru">Chechkin G.A., Friedman A., Piatnitski A.L. The Boundary-value Problem in Domains with Very Rapidly Oscillating Boundary. J. Math. Anal. Appl., 1999, 231, P. 213–234.</mixed-citation><mixed-citation xml:lang="en">Chechkin G.A., Friedman A., Piatnitski A.L. The Boundary-value Problem in Domains with Very Rapidly Oscillating Boundary. J. Math. Anal. Appl., 1999, 231, P. 213–234.</mixed-citation></citation-alternatives></ref><ref id="cit34"><label>34</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D., Cardone G., Faella L., Perugia C. Uniform resolvent convergence for a strip with fast oscillating boundary. J. Diff. Eq., 2013, 255, P. 4378–4402.</mixed-citation><mixed-citation xml:lang="en">Borisov D., Cardone G., Faella L., Perugia C. Uniform resolvent convergence for a strip with fast oscillating boundary. J. Diff. Eq., 2013, 255, P. 4378–4402.</mixed-citation></citation-alternatives></ref><ref id="cit35"><label>35</label><citation-alternatives><mixed-citation xml:lang="ru">Ladyzhenskaya O.A., Uraltseva N.N. Linear and quasilinear elliptic equations. Academic Press, New York, 1968.</mixed-citation><mixed-citation xml:lang="en">Ladyzhenskaya O.A., Uraltseva N.N. Linear and quasilinear elliptic equations. Academic Press, New York, 1968.</mixed-citation></citation-alternatives></ref><ref id="cit36"><label>36</label><citation-alternatives><mixed-citation xml:lang="ru">Borisov D. Asymptotics for the solutions of elliptic systems with fast oscillating coefficients. St. Petersburg Math. J., 2009, 20, P. 175–191.</mixed-citation><mixed-citation xml:lang="en">Borisov D. Asymptotics for the solutions of elliptic systems with fast oscillating coefficients. St. Petersburg Math. J., 2009, 20, P. 175–191.</mixed-citation></citation-alternatives></ref><ref id="cit37"><label>37</label><citation-alternatives><mixed-citation xml:lang="ru">Reed M., Simon B. Methods of mathematical physics. Functional analysis, Academic Press, 1980.</mixed-citation><mixed-citation xml:lang="en">Reed M., Simon B. Methods of mathematical physics. Functional analysis, Academic Press, 1980.</mixed-citation></citation-alternatives></ref></ref-list><fn-group><fn fn-type="conflict"><p>The authors declare that there are no conflicts of interest present.</p></fn></fn-group></back></article>
